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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-05-08 |
| LA | RA | APPROVED | 2010-11-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Houma | LA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2018 |
| Morgan Stanley Smith Barney | Baton Rouge | LA | 03/2023 | 12/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney | Houma | LA | 12/2023 | Present |
1. SOLE PROPRIETOR / OWNER / PARTNER; PUBLIC NOTARY; NOTARIZE SIGNATURES; START DATE: 08/2014; NOT INVESTMENT RELATED; 0, 1 CFA INSTITUTE -GRADE EXAMS- 35 HOURS DURING BUSINESS- *384080 - Tulane University; Investment related No; University level Education; Class Instructor (proprietor, partner, officer, director, employee, trustee, agent); Jan 2020; After business hours: 2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-30 |
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