Michael Bruce Frischman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 05/2018
  Questar Capital Corporation
  Minneapolis, MN
• 09/2016 → 05/2018
  Questar Asset Management
  Minneapolis, MN
• 05/2018 → Present
  The Investment Center Inc
  West Hills, CA
• 05/2018 → Present
  Ic Advisory Services Inc
  West Hills, CA
• 03/2025 → Present
  Lpl Financial Llc
  West Hills, CA
• 03/2025 → Present
  Lpl Financial Llc
  West Hills, CA

Previous Registrations

• 2018-05-18 → 2025-03-06
  Ic Advisory Services, Inc.
  West Hills, CA
  Bedminster, NJ
• 2016-09-06 → 2018-05-21
  Questar Asset Management, Inc.
  Woodland Hills, CA
  Minneapolis, MN
• 2009-10-23 → 2016-09-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sherman Oaks, CA
  Pasadena, CA
  Encino, CA
• 2008-12-15 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Sherman Oaks, CA
  Pasadena, CA
• 2007-05-29 → 2008-12-20
  Citigroup Global Markets Inc.
  Los Angeles, CA
  Los Angeles, CA
• 2004-02-17 → 2007-05-29
  Citicorp Investment Services
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

INDEPENDENT INSURANCE AGENT. SOLE PROPRIETOR. RECOMMEND FIXED ANNUITIES AND LIFE INSURANCE. DEVOTE 1 TO 20%. ANNUAL INCOME 1 TO 20%. ESTABLISHED 05/2018.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-03-08
• S63 Uniform Securities Agent State Law Examination
  1991-01-30

Designations

• Certified Financial Planner

Other Names

• Mike Frischman