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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-18 |
| MO | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Springfield | MO | 08/1992 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Nixa | MO | 01/1992 | 07/2021 |
| Eric Kurth Llc | Nixa | MO | 07/2014 | 07/2021 |
| E Kurth & T Franck Associates | Springfield | MO | 03/2019 | 07/2021 |
| Lpl Financial Llc | Springfield | MO | 07/2021 | Present |
1)07/20/2021 - Eric Kurth LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - Nix, MO - Start: 07/2014 2)07/20/2021- Kurth, Franck & Bowles Wealth Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2020 3)10/27/2022 - KFB Wealth Group, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/01/2023 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-24 |
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