John Marc Hebert

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 11/2017
  Ubs Financial Services Inc.
  Phoenix, AZ
• 08/1998 → Present
  University Of Phoenix
  Tempe, AZ
• 11/2017 → 04/2024
  Kestra Investment Services
  Chandler, AZ
• 11/2017 → 04/2024
  Kestra Private Wealth Services
  Chandler, AZ
• 05/2024 → Present
  Lpl Financial Llc
  Chandler, AZ

Previous Registrations

• 2022-11-21 → 2024-05-02
  Kestra Advisory Services, Llc
  Austin, TX
  Chandler, AZ
• 2017-11-30 → 2023-01-11
  Kestra Private Wealth Services, Llc
  Chandler, AZ
  Austin, TX
• 2012-11-07 → 2017-12-08
  Ubs Financial Services Inc.
  Phoenix, AZ
  Scottsdale, AZ

Other Businesses

1. 04/09/2024- Modernize Wealth- DBA for LPL Business (entity for LPL business)- At Reported Business Location (s)- Inv Rel 2. 04/09/2024- Modernize wealth LLC- Business Entity For Tax/Investment Purposes Only- AZ 85224- Non Inv Rel- 160 hrs per mnth- 40 hrs during trading- Start Date 12/27/2017

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-06-21
• S63 Uniform Securities Agent State Law Examination
  1992-12-08

Designations

• Certified Financial Planner