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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-03-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Dallas | TX | 03/2013 | Present |
FERGUSON FINANCIAL GROUP, INV RELATED, DALLAS, TX, 50% OWNERSHIP, START 1/28/2021, 4 HOURS PER MONTH, 4 HOURS DURING TRADING, FINET PRACTICE.; TRUSTEE FOR FERGUSON FINANCIAL GROUP 401K, INV RELATED, DALLAS, TX, START: 1/28/2021, 4 HRS/MONTH, 4 HRS DURING TRADING, FINET PRACTICE 401K.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-05 |
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