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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-22 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
807 Las Cimas Parkway Suite 325, Austin, TX 78746 • United States
Austin, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Austin | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | 09/2020 |
| Raymond James Financial Services, Inc. | Austin | TX | 09/2020 | 05/2022 |
| Steward Partners Investment Advisory, Llc | Austin | TX | 09/2020 | Present |
| Steward Partners Global Advisory, Llc | Austin | TX | 09/2020 | Present |
| Steward Partners Investment Solutions, Llc | Austin | TX | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-06 |
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