Kevin D Tubbs

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2026-07-20
LA	RA	APPROVED	2024-06-12
SC	RA	APPROVED	2024-04-02
KY	RA	APPROVED	2023-09-05
GA	RA	APPROVED	2023-06-06
NM	RA	APPROVED	2023-06-02
NH	RA	APPROVED	2023-01-30
WA	RA	APPROVED	2023-01-10
AL	RA	APPROVED	2023-01-06
CA	RA	APPROVED	2022-01-07
NY	RA	APPROVED	2021-04-16
ID	RA	APPROVED	2019-09-16
AZ	RA	APPROVED	2019-02-25
MT	RA	APPROVED	2019-02-20
WV	RA	APPROVED	2017-06-01
SD	RA	APPROVED	2016-03-09
TX	RA	APPROVED_RES	2014-10-02
NC	RA	APPROVED	2014-02-06
OK	RA	APPROVED	2014-01-22
IN	RA	APPROVED	2014-01-13
WI	RA	APPROVED	2013-02-11
PA	RA	APPROVED	2013-01-22
FL	RA	APPROVED	2012-09-19
VA	RA	APPROVED	2011-06-20
OH	RA	APPROVED	2010-02-10

OR RA
APPROVED

Since 2026-07-20
LA RA
APPROVED

Since 2024-06-12
SC RA
APPROVED

Since 2024-04-02
KY RA
APPROVED

Since 2023-09-05
GA RA
APPROVED

Since 2023-06-06
NM RA
APPROVED

Since 2023-06-02
NH RA
APPROVED

Since 2023-01-30
WA RA
APPROVED

Since 2023-01-10
AL RA
APPROVED

Since 2023-01-06
CA RA
APPROVED

Since 2022-01-07
NY RA
APPROVED

Since 2021-04-16
ID RA
APPROVED

Since 2019-09-16
AZ RA
APPROVED

Since 2019-02-25
MT RA
APPROVED

Since 2019-02-20
WV RA
APPROVED

Since 2017-06-01
SD RA
APPROVED

Since 2016-03-09
TX RA
APPROVED_RES

Since 2014-10-02
NC RA
APPROVED

Since 2014-02-06
OK RA
APPROVED

Since 2014-01-22
IN RA
APPROVED

Since 2014-01-13
WI RA
APPROVED

Since 2013-02-11
PA RA
APPROVED

Since 2013-01-22
FL RA
APPROVED

Since 2012-09-19
VA RA
APPROVED

Since 2011-06-20
OH RA
APPROVED

Since 2010-02-10

Branch Locations

4150 Belden Village St Nw Suite 301, Canton, OH 44718 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Guardian Life Insurance Company	Canton	OH	02/2001	Present
Park Avenue Securities	Canton	OH	12/2008	Present

02/2001 → Present

Guardian Life Insurance Company

Canton, OH
12/2008 → Present

Park Avenue Securities

Canton, OH

Previous Registrations

2006-11-03 → 2007-11-19

Woodbury Financial Services, Inc.

Oakdale, MN

Akron, OH

Other Businesses

1. Executor/trustee-No activity until family members pass away, Start: 11/01/2010, Address: 4943 Bayside Lake Blvd. Stow, OH 44224, 1 non bus hr per month, Investment related, 2. Insurance-Other insurance - non Guardian, Start: 01/01/2010, Address: 4150 Beldon Village st NW suite 301 Canton, OH 44718, 1 non bus hr per month, Investment related, 3) western reserve racing-working running races on Saturdays/Sundays., Start: 01/23/2022, Address: 3001 Ravenna st Hudson, oh 44236, 5 total hours; 0 during securities trading hours, Not investment related, Less than 10% annual compensation,

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-06-23
S63	Uniform Securities Agent State Law Examination	1993-09-14

S65 Uniform Investment Adviser Law Examination

2006-06-23
S63 Uniform Securities Agent State Law Examination

1993-09-14

Other Names

Kevin Dwight Tubbs

View on SEC IAPD