John Joseph Borzi

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2004 → 09/2023
  Nasd
  Philadelphia, PA
• 02/2012 → 09/2023
  J.P Morgan Securities Llc.
  New York, NY
• 02/2012 → 09/2023
  J.P Morgan Chase Bank
  New York, NY
• 09/2023 → Present
  Raymond James & Associates, Inc.
  Conshohocken, PA

Previous Registrations

• 2012-02-27 → 2023-10-02
  J.P. Morgan Securities Llc
  New York, NY
  Philadelphia, PA
  Philadelphia, PA
• 2009-01-21 → 2012-03-09
  Barclays Capital Inc.
  Philadelphia, PA
• 2004-09-21 → 2008-10-15
  Lehman Brothers Inc.
  Philadelphia, PA
  Philadelphia, PA
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-02-16
• S63 Uniform Securities Agent State Law Examination
  1993-12-10

Other Names

• John Joseph (Jr) Borzi
• John Joseph Borzi