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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2013-03-28 |
| TX | RA | APPROVED_RES | 2013-03-28 |
Branch Locations
200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States
Randolph, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Parsippany | NJ | 10/2009 | Present |
| Wells Fargo Advisors Llc | Florham Park | NJ | 03/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Florham Park | NJ | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER, INV RELATED, FLORHAM PARK, NJ, POA FOR PARENTS; START: 04/17/2023, 1 HOUR A MONTH, 1 HOURS DURING TRADING; POWER OF ATTORNEY FOR FATHER, INV RELATED, FLORHAM PARK, NJ, POA FOR PARENTS, START: 04/17/2023, 1 HOUR A MONTH, 1 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-04-01 |
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