Bryan Stuart Kocen

Current Employers

The Kocen Financial Group, Inc.

35900 Bob Hope Dr., Suite 202, Rancho Mirage, CA 92270-1767 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED_RES	2024-08-09
TX	RA	APPROVED_RES	2014-05-06
PA	RA	APPROVED	2003-01-14

CA RA
APPROVED_RES

Since 2024-08-09
TX RA
APPROVED_RES

Since 2014-05-06
PA RA
APPROVED

Since 2003-01-14

Branch Locations

35-900 Bob Hope Drive, Ste. 202, Rancho Mirage, CA 92270 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Financial Goal Securities, Inc.	Rancho Mirage	CA	12/1990	05/2024
Kocen Financial Group	Rancho Mirage	CA	01/1991	Present

12/1990 → 05/2024

Financial Goal Securities, Inc.

Rancho Mirage, CA
01/1991 → Present

Kocen Financial Group

Rancho Mirage, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-04-14
S63	Uniform Securities Agent State Law Examination	1991-02-05

S65 Uniform Investment Adviser Law Examination

1999-04-14
S63 Uniform Securities Agent State Law Examination

1991-02-05

Other Names

Bryan Stuart Kocen