James Paul Wyman

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Rbc Capital Markets, Llc
  Monroeville, PA
• 08/2019 → Present
  City National Bank
  Monroeville, PA

Previous Registrations

• 2009-03-13 → 2020-03-17
  Rbc Capital Markets, Llc
  Monroeville, PA
• 2004-12-07 → 2009-03-13
  Ferris, Baker Watts, Llc
  Monroeville, PA
  Monroeville, PA
  Cleveland, OH
• 2004-01-01 → 2004-12-16
  Pnc Wealth Management Llc
  Pittsburgh, PA
• 2003-05-29 → 2004-01-01
  J.J.B. Hilliard, W.L. Lyons, Llc
  Pittsburgh, PA

Other Businesses

EXPERT WITNESS; SECURITIES VALUATION CONSULTANT; INVESTMENT RELATED; 6/2006 - PRESENT; 1/2 - 2 HOURS PER MONTH, NON-BUSINESS HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-09-27
• S63 Uniform Securities Agent State Law Examination
  1991-02-08

Designations

• Certified Financial Planner

Other Names

• Jim Wyman