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Michael J Wassell

First Citizens Asset Management, Inc

Charlotte, NC

First Citizens Investor Services, Inc.

Charlotte, NC

Raleigh, NC

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Current Employers
First Citizens Asset Management, Inc

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-17
  • NC RA
    APPROVED
    Since 2026-08-17

Branch Locations

128 S Tryon St, Charlotte, NC 28202 • United States

First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-11-03
  • NC RA
    APPROVED
    Since 2020-11-03

Branch Locations

128 S Tryon Street, Charlotte, NC 28202 • United States

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Citizens Bank Charlotte NC 05/2018 Present
First Citizens Investor Services Raleigh NC 07/2018 Present
Wells Fargo Bank Na Charlotte NC 10/2007 05/2018
First Citizens Asset Management Charlotte NC 08/2026 Present
  • 05/2018 → Present
    First Citizens Bank
    Charlotte, NC
  • 07/2018 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 10/2007 → 05/2018
    Wells Fargo Bank Na
    Charlotte, NC
  • 08/2026 → Present
    First Citizens Asset Management
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-03
S63 Uniform Securities Agent State Law Examination 2018-10-16
  • S65 Uniform Investment Adviser Law Examination
    2020-11-03
  • S63 Uniform Securities Agent State Law Examination
    2018-10-16

View on SEC IAPD

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