Jeffrey David Bieling

Current Employers

Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2009-01-16
TX	RA	APPROVED	2009-01-16

CT RA
APPROVED

Since 2009-01-16
TX RA
APPROVED

Since 2009-01-16

Branch Locations

One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Moors & Cabot	Boston	MA	01/2009	Present

01/2009 → Present

Moors & Cabot

Boston, MA

Previous Registrations

2004-07-15 → 2009-01-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rockland, MA

Hingham, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-10
S65	Uniform Investment Adviser Law Examination	1995-06-21
S63	Uniform Securities Agent State Law Examination	1995-06-08

S66 Uniform Combined State Law Examination

2007-02-10
S65 Uniform Investment Adviser Law Examination

1995-06-21
S63 Uniform Securities Agent State Law Examination

1995-06-08

View on SEC IAPD

Current Employers

Moors & Cabot, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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