Erin Rachelle Walters

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 11/2017
  Transamerica Retirement Solutions
  Appleton, WI
• 05/2014 → 12/2016
  Transamerica Investors Securities Corporation
  Appleton, WI
• 07/2017 → 11/2017
  Transamerica Capital, Inc
  Denver, CO
• 11/2017 → 02/2020
  Massmutual
  Springfield, MA
• 02/2018 → 02/2020
  Mml Distributors, Llc
  Michigan, WI
• 03/2020 → Present
  Principal Life Insurance Company
  Appleton, WI
• 03/2020 → Present
  Principal Securities, Inc.
  Appleton, WI

Previous Registrations

• 2013-12-03 → 2014-04-30
  Principal Securities, Inc.
  Cleveland, OH
  Des Moines, IA
  Cleveland, OH

Other Businesses

HIGH POINT DESIGN AND PRINTING POSITION: Partner Member NATURE: Printing company INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/07/2022 ADDRESS: 5212 N ROSEMARY DR, APPLETON WI 54913, United States DESCRIPTION: Printing company that my husband owns and therefor I am a member partner

Exams

• S66 Uniform Combined State Law Examination
  2013-11-26
• S63 Uniform Securities Agent State Law Examination
  2005-08-17

Other Names

• Erin R O'BRien