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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-03-03 |
| FL | RA | APPROVED | 2014-02-19 |
| TX | RA | APPROVED | 2013-10-16 |
| NJ | RA | APPROVED | 2008-01-01 |
Branch Locations
333 Route 46 W Ste 101, Mountain Lakes, NJ 07046 • United States
Pinehurst, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankmark | Morris Plains | NJ | 05/1992 | Present |
| Wells Fargo Advisors Llc | Rockaway | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rockaway | NJ | 11/2016 | Present |
OUR LADY QUEEN OF PEACE CHURCH, INV RELATED, HEWITT, NJ, FINANCE COMMITTEE MEMBER, START 3/21/2016, .25 HOURS PER MONTH, ZERO DURING TRADING. RENTAL PROPERTY; INV. RELATED; PINEHURST,NC; 100% OWNERSHIP WITH SPOUSE; START DATE 10/22/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. KNIGHTS OF COLUMBUS COUNCIL 6139, NOT INVT RELATED, WEST MILFORD, NJ, BOARD OF TRUSTEES, START DATE 7/24/2024, 4 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, MONITORING INFLOWS AND OUTFLOWS, INCOMING BILLS AND COMMUNICATIONS FOR COUNCIL 6139, PARTICIPATING IN SEMI ANNUAL AUDITS AND EXPENSE APPROVAL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-31 |
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