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Peak Financial Consulting, Inc. CRD 291860
$132M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1650 West 82Nd Street Suite 870, Bloomington, MN 55431 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-03-30 |
| TX | RA | APPROVED_RES | 2018-03-29 |
Branch Locations
1650 West 82Nd Street Suite 870, Bloomington, MN 55431 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bloomington | MN | 06/2006 | 03/2018 |
| Lpl Financial, Llc | Bloomington | MN | 06/2006 | 03/2018 |
| Lpl Insurance Associates | Bloomington | MN | 06/2006 | 03/2018 |
| Mutual Securities Inc | Camarillo | CA | 05/2018 | Present |
| Peak Financial Consulting, Inc. | Bloomington | MN | 04/2018 | Present |
1. PEAK FINANCIAL CONSULTING INC, S-CORP., START DATE: 04/02/18, 1650 WEST 82ND STREET STE. 870 BLOOMINGTON, MN 55431, RIA, BRANCH MANAGER/INVESTMENT ADVISOR REPRESENTATIVE, INVESTMENT ADVISOR, INVESTMENT RELATED, 210 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 2. INDEPENDENT INSURANCE AGENT, S-CORP, START DATE: 06/05/06, 1650 WEST 82ND STREET, SUITE 870, BLOOMINGTON, MN 55431, S-CORP, INSURANCE AGENCY/AGENT OF LIFE, HEALTH AND DISABILITY, LTC INSURANCE, NOT INVESTMENT RELATED, 8 HOURS PER MONTH, .25 HOURS PER DAY DURING TRADING HOURS. 3. MUTUAL SECURITIES, INC.; START DATE: 05/2018; CAMARILLO, CA; REGISTERED REPRESENTATIVE; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-07 |
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