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Arthur Wayne Potter

Cambridge Investment Research Advisors, Inc.

Walnut Creek, CA

Martinez, CA

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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-23
  • CA RA
    APPROVED
    Since 2025-06-23

Branch Locations

1212 Broadway Plaza Suite 2100, Walnut Creek, CA 94596 • United States

Martinez, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Co Pleasant Hill CA 05/2016 06/2017
Proxy Wealth Advisors Llc Aventura FL 07/2024 12/2025
Proxy Freedom Llc Walnut Creek CA 09/2022 12/2025
Vitucci & Associates, Inc. Walnut Creek CA 07/2017 08/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2025 Present
Previous Registrations
  • 2024-07-30 → 2025-12-17
    Proxy Wealth Advisors Llc
    Martinez, CA
    Windermere, FL
  • 2016-05-27 → 2017-06-30
    Allstate Financial Advisors, Llc
    Pleasant Hill, CA
  • 2014-05-19 → 2016-05-18
    Msi Financial Services, Inc.
    Walnut Creek, CA
  • 2004-03-26 → 2014-06-13
    National Planning Corporation
    San Francisco, CA
    San Mateo, CA
    San Jose, CA
    Cupertino, CA
    Fairfield, CA
    Sacramento, CA
    Santa Rosa, CA
    Sonoma, CA
    Seaside, CA
    Larkspur, CA
    Pleasanton, CA
    San Bruno, CA
    San Rafael, CA
    Scotts Valley, CA
    Walnut Creek, CA
    Topeka, KS
    Lawrence, KS
  • 2002-04-30 → 2009-12-04
    Integrated Wealth Advisors, Inc.
    Topeka, KS
  • 2000-03-27 → 2004-03-29
    Legacy Advisory Services, Inc.
    Topeka, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-25
S63 Uniform Securities Agent State Law Examination 1991-01-29
  • S65 Uniform Investment Adviser Law Examination
    1999-09-25
  • S63 Uniform Securities Agent State Law Examination
    1991-01-29
Designations
Other Names
  • Wayne Potter
  • A. Wayne Potter

View on SEC IAPD

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