David P Morton

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2009-12-14
ME	RA	APPROVED	2009-10-05
PA	RA	APPROVED	2009-10-05
TX	RA	APPROVED_RES	2009-10-05

NJ RA
APPROVED

Since 2009-12-14
ME RA
APPROVED

Since 2009-10-05
PA RA
APPROVED

Since 2009-10-05
TX RA
APPROVED_RES

Since 2009-10-05

Branch Locations

Birdsboro, PA • United States

3701 Corporate Pkwy Ste 130, Center Valley, PA 18034-8230 • United States

200 Campus Dr Ste 150, Florham Park, NJ 07932-1007 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Short Hills	NJ	10/2009	03/2020
Ameriprise Financial Services, Llc	Center Valley	PA	03/2020	Present

10/2009 → 03/2020

Ameriprise Financial Services, Inc.

Short Hills, NJ
03/2020 → Present

Ameriprise Financial Services, Llc

Center Valley, PA

Previous Registrations

2003-07-14 → 2009-10-05

Ameriprise Advisor Services, Inc.

Summit, NJ

Summit, NJ

Short Hills, NJ

Bedminster, NJ

Summit, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-12
S63	Uniform Securities Agent State Law Examination	1991-09-03

S65 Uniform Investment Adviser Law Examination

2001-02-12
S63 Uniform Securities Agent State Law Examination

1991-09-03

Other Names

David Paul Morton
David Morton

View on SEC IAPD