James John Rapp

Employer firm

Arkadios Wealth Advisors CRD 288863

$8.79B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → 12/2024
  Wayne Hummer Investments
  Chicago, IL
• 12/2024 → Present
  Arkadios Capital
  Atlanta, GA
• 12/2024 → Present
  Arkadios Wealth Advisors
  Atlanta, GA

Previous Registrations

• 2011-08-01 → 2024-12-11
  Wintrust Investments Llc
  Chicago, IL
  St. Charles, IL
  Naperville, IL
  Naperville, IL
  Naperville, IL
  Barrington, IL
  Naples, FL
• 2008-10-01 → 2011-08-11
  J.P. Morgan Securities Llc
  Oakbrook Terrace, IL
  Wheaton, IL
  Deer Park, IL
  Wheaton, IL
• 2006-09-27 → 2008-10-01
  J.P. Morgan Securities Inc.
  Wheaton, IL
  Wheaton, IL
• 2006-03-07 → 2006-09-27
  Banc One Securities Corporation
  Chicago, IL
  Wheaton, IL

Other Businesses

KRMIC LLC, Is Investment Related, 1050 Borghese Ln, Ste 302, Naples, FL, 34114, United States, Investments, Partner, 12/3/2024, 160 hours per month, 160 hours per month during trading hours, Commission Compensation, Partner/founder - Manage client portfolios thru broker dealership w Arkadios.

Exams

• S66 Uniform Combined State Law Examination
  2006-03-06
• S63 Uniform Securities Agent State Law Examination
  1991-05-10

Other Names

• Jim Rapp