Jeffrey Scott Hagen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-01-21

MN RA
APPROVED

Since 2014-01-21

Branch Locations

Stillwater, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Stillwater	MN	10/2005	Present

10/2005 → Present

Lpl Financial, Llc

Stillwater, MN

Other Businesses

1. 10/31/2005: MANIFEST DESTINIES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 8/10/2011 - St Johns Home Corp - Not Investment Related - For-Profit Board Member - Treasurer - Time Spent 1% - Entity owns a building in downtown Stillwater, MN and is responsible for the over-site, maintenance and rents on the property. 3. 2/27/2020 - Producer's Insight- Compremedia - Not Investment Related - At Reported Business Location(s)/from office on PC - Other-Producers Insight - 1 Hour Per Month/0 Hours During Securities Trading - Forward advertising from various financial company solicitations to Producer's Insight.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-01-18

S63 Uniform Securities Agent State Law Examination

1991-01-18

Designations

Certified Financial Planner

Other Names

Jeff Hagen

View on SEC IAPD