Best Investors Account Sign in

David Frank Loftus

Cetera Investment Advisers LLC

Lenexa, KS

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-02-07
TX RA APPROVED 2025-02-07
  • KS RA
    APPROVED
    Since 2025-02-07
  • TX RA
    APPROVED
    Since 2025-02-07

Branch Locations

13001 W 95Th St, Lenexa, KS 66215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuso Financial Services, Lp San Diego CA 12/2015 Present
Cetera Investment Services Llc St Cloud MN 02/2025 Present
Cetera Investment Advisers Llc Lenexa KS 02/2025 Present
Mainstreet Credit Union Lenexa KS 02/2025 Present
  • 12/2015 → Present
    Cuso Financial Services, Lp
    San Diego, CA
  • 02/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 02/2025 → Present
    Cetera Investment Advisers Llc
    Lenexa, KS
  • 02/2025 → Present
    Mainstreet Credit Union
    Lenexa, KS
Previous Registrations
  • 2015-12-15 → 2025-02-07
    Cuso Financial Services, L.P.
    Lenexa, KS
    Lenexa, KS
    San Diego, CA
    Mission, KS
    Olathe, KS
    Olathe, KS
    Leavenworth, KS
  • 2001-05-07 → 2015-12-15
    Cuna Brokerage Services, Inc.
    Lenexa, KS
    Leavenworth, KS
    Kansas City, KS
    Lawrence, KS
    Leavenworth, KS
    Mission, KS
    Olathe, KS
    Olathe, KS
    Wichita, KS
    Lenexa, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-06
S63 Uniform Securities Agent State Law Examination 1990-12-28
  • S65 Uniform Investment Adviser Law Examination
    1997-12-06
  • S63 Uniform Securities Agent State Law Examination
    1990-12-28
Designations
Other Names
  • David F Loftus

View on SEC IAPD

Other Firms

COPPER FINANCIAL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
DOGWOOD WEALTH MANAGEMENT, LLC
EDWARD JONES
AE WEALTH MANAGEMENT, LLC
COMMONWEALTH FINANCIAL NETWORK
CREATIVE FINANCIAL DESIGNS, INC.
PROFESSIONAL ASSET MANAGEMENT, INC

Other Investors

RACHEL MARIE FELDKAMP
MICHAEL PATRICK HAGGERTY
Kelly Dawn Lambert
CALEB ALLEN PADGETT
Joshua Daniel Edens
ALBERT MAURICE JUDSON
Drew P Cason
Nicole Anne Bartel

Other Offices

COPPER FINANCIAL · LENEXA, KS
COPPER FINANCIAL · Lenexa, KS
COPPER FINANCIAL · LENEXA, KS
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Olathe, KS
DOGWOOD WEALTH MANAGEMENT, LLC · LENEXA, KS
EDWARD JONES · OLATHE, KS
EDWARD JONES · LENEXA, KS
AE WEALTH MANAGEMENT, LLC · Lenexa, KS

More in Lenexa, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor