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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-02
PA RA APPROVED 2004-01-03
  • TX RA
    APPROVED_RES
    Since 2018-05-02
  • PA RA
    APPROVED
    Since 2004-01-03

Branch Locations

521 Hyde Park, Doylestown, PA 18902-6606 • United States

Doylestown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Doylestown PA 09/2005 03/2020
Ameriprise Financial Services, Llc Doylestown PA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 901 Brickell Key Blvd, Unit 1802,Miami, FL 33131, ,; Not Investment-Related; 09/01/2018 / Commercial; 35 N Great Road, , Lincoln, MA, 01773; Investment-Related; 06/29/2026.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-31
S63 Uniform Securities Agent State Law Examination 1991-03-13
  • S66 Uniform Combined State Law Examination
    2003-12-31
  • S63 Uniform Securities Agent State Law Examination
    1991-03-13
Other Names
  • Matt Frank

View on SEC IAPD

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