Michael C Amato

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 05/2020
  Stifel, Nicolaus & Company, Incorporated
  St. Louis, MO
• 05/2020 → 12/2020
  Rockefeller Financial Llc
  New York, NY
• 05/2020 → 12/2020
  Rock & Co Llc
  New York, NY
• 12/2020 → Present
  Rockefeller Financial Llc
  Paramus, NJ
• 02/2024 → Present
  Rockefeller Capital Management
  Paramus, NJ

Previous Registrations

• 2015-12-04 → 2020-05-26
  Stifel, Nicolaus & Company, Incorporated
  New York, NY
  St. Louis, MO
• 2009-01-21 → 2015-12-04
  Barclays Capital Inc.
  New York, NY
  New York, NY
• 2006-03-24 → 2008-10-15
  Lehman Brothers Inc.
  New York, NY
  New York, NY
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-23
• S63 Uniform Securities Agent State Law Examination
  1991-02-08

Designations

• Certified Financial Planner

Other Names

• Michael Amato