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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2018-05-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial | Paris | TX | 10/2012 | 05/2018 |
| Lpl Financial, Llc | Paris | TX | 05/2018 | Present |
1. 5/21/2018 - THE MOFFITT FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Started 01/01/1989 - 6 Hours Per Month/0 Hours During Securities Trading - Time Spent 5%. 2. 7/16/2018 - The Moffitt Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/21/2018 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-10 |
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