Douglas Stuart Misterly

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2000 → Present
  Industrial Alliance Pacific Blue Cross
  Irvine, CA
• 12/2005 → Present
  Centaurus Financial, Inc.
  Orange, CA

Previous Registrations

• 2004-10-01 → 2005-12-02
  Financial West Group
  Huntington Beach, CA

Other Businesses

1. MISTERLY FINANCIAL GROUP, AGENT, SINCE 8/8/2000, AT 4952 WARNER AVE., HUNTINGTON BEACH, CA 92649, HEALTH INSURANCE, FIXED ANNUITY, 403B PAYROLL DEDUCTIONS, ALL RENEWALS, I AM NOT WRITING ANY NEW BUSINESS, DEVOTED TIME IS 1 HR A MONTH, NON-INVESTMENT RELATED. 2. PRINCE CHARTERS, LTD., CAPTAIN/OWNER, SINCE 7/1/2010, SAILBOAT CHARTERS AS A CAPTAIN, TAKE PEOPLE OUT ON SAILBOAT CHARTERS, WEEKENDS, DEVOTED TIME IS 7 HRS A MONTH, NON-INVESTMENT RELATED. 3. CITY OF HUNTINGTON BEACH INVESTMENT ADVISORY BOARD POSITION: board member NATURE: The board is comprised of 7 members individually appointed by by city council members. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2023 ADDRESS: 2000 Main Atreet, Huntington Beach CA 92648, United States DESCRIPTION: The board meets quarterly. The purpose of the board is to act as an advisory capacity to the city treasurer and city council. In matters pertaining to financial planning and and the citys investments. This is not a paid position. It is a voluntary position.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-02-12

Other Names

• Doug Misterly
• Douglas S Misterly