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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-01-27
  • PA RA
    APPROVED
    Since 2016-01-27

Branch Locations

1777 Sentry Parkway West Suite 201M, Blue Bell, PA 19422 • United States

Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-07-23
  • PA RA
    APPROVED
    Since 2014-07-23

Branch Locations

1777 Sentry Park W Ste 201, Blue Bell, PA 19422 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Blue Bell PA 07/2014 Present
Private Advisor Group, Llc Morristown NJ 07/2014 Present
Previous Registrations
  • 2007-09-18 → 2014-08-01
    Msi Financial Services, Inc.
    Plymouth Meeting, PA
    Plymouth Meeting, PA
    Blue Bell, PA
Other Businesses

(1) 07/23/2014: GOLDMARK ASSOCIATES - INV REL - 1777 SENTRY PARK W STE 201, BLUE BELL, PA 19422 - INSURANCE AGENCY - 50% OF TIME SPENT - INSURANCE BROKER OFFERING HEALTH INSURANCE. (2) 07/23/2014: GOLDMARK ASSOCIATES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 77 SENTRY PARK W STE 201, BLUE BELL, PA 19422 - 100% OF TIME SPENT (3) 09/17/2014: PRIVATE ADVISOR GROUP, LLC - INV REL - 77 SENTRY PARK W STE 201, BLUE BELL, PA 19422 - REGISTERED INVESTMENT ADVISOR: (HYBRID) PRIVATE ADVISOR GROUP, LLC - 100% OF TIME SPENT - PROVIDES ADVISORY SERVICES 4) 2/21/2018 - Goldmark Benefits - Investment Related - At reported BUsiness Location - Non-Variable Insurance - Start Date:9/19/2014 - 80 Hours Per Month/80 Hours During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-01-14
  • S63 Uniform Securities Agent State Law Examination
    1991-01-14

View on SEC IAPD

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