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James Neil Zamil

Ameriprise Financial Services, LLC

Bristol, RI

Warwick, RI

CRD 2116261

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 1995-01-01
  • RI RA
    APPROVED
    Since 1995-01-01

Branch Locations

Bristol, RI • United States

301 Metro Center Blvd Ste 201, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portsmouth RI 09/2005 03/2020
Ameriprise Financial Services, Llc Cranston RI 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 685 Hope Street, , Bristol, RI, 2809; Investment-Related; 04/30/2021.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-01-21
  • S63 Uniform Securities Agent State Law Examination
    1991-01-21
Other Names
  • James Zamil

View on SEC IAPD

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