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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-24 |
| VA | RA | APPROVED | 2010-09-30 |
Branch Locations
1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States
999 Waterside Dr Ste 1800, Dominion Tower [V4-Rbo], Norfolk, VA 23510 • United States
10 S Jefferson St Ste 100, Roanoke, VA 24011 • United States
3310 Riverside Dr, Danville, VA 24541 • United States
200 Country Club Dr Sw Ste C2, Blacksburg, VA 24060 • United States
10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States
101 Paulette Circle [Li-Rbo], Lynchburg, VA 24502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roanoke | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roanoke | VA | 11/2016 | Present |
ADMINISTRATOR FOR MOTHER, INV RELATED, RONOAKE, VA, START: 8/2014, 1 HOUR PER MONTH/0 DURING TRADING. PERSONAL FARM, INV RELATED, FLOYD, VA, 100% OWNER, START: 6/15/2016, 10 HOURS PER MONTH/0 DURING TRADING, DUTIES: MANAGE FARM ACTIVITIES. RENTAL PROPERTY; INV RELATED; NORTH TOPSAIL, NC; 100% OWNERSHIP; START DATE 6/28/2024; 4 HOURS PER MONTH; 0 DURING TRADING; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-15 |
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