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5187 Utica Ridge Rd, Davenport, IA 52807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-30 |
| IL | RA | APPROVED | 2021-07-14 |
| FL | RA | APPROVED | 2021-07-07 |
Branch Locations
3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States
24513 W Eames Street, Channahon, IL 60410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Safe Harbor Retirement Consultants, Llc | Channahon | IL | 07/2015 | 10/2017 |
| Lpl Financial, Llc | Channahon | IL | 10/2017 | 07/2021 |
| Highpoint Advisor Group Dba Safe Harbor Retirement | Channahon | IL | 11/2017 | 07/2021 |
| Ausdal Financial Partners, Inc | Davenport | IA | 07/2021 | Present |
1. SAFE HARBOR RETIREMENT CONSULTANTS, LLC: OUTSIDE INSURANCE SALES; INVESTMENT RELATED; CHANNAHON, IL; INSURANCE SALES; AGENT; ACTIVITY BEGAN 04/1991; I DEVOTE APPROXIMATELY 5 HOURS TO THIS ACTIVITY ALL DURING TRADING HOURS PER MONTH; SALE OF INSURANCE PRODUCTS TO CLIENTS. 2. SAFE HARBOR RETIREMENT CONSULTANTS, LLC; INVESTMENT RELATED; CHANNAHON, IL; DBA FOR SECURITIES AND INSURANCE BUSINESS; OWNER; ACTIVTY BEGAN 10/2017; I DEVOTE 160 HOURS PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; WEALTH MANAGEMENT FOR CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-03-11 |
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