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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
445 Broadhollow Rd Ste 400, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp. | Tampa | FL | 07/2005 | 02/2018 |
| Lpl Financial Llc | Melville | NY | 02/2018 | Present |
1. 02/14/2018 - No Business Name - Investment Related - Tax Prep/Accounting/CPA - Owner. 2. 02/14/2018 - No Business Name - Not Investment Related - Other - Actor/Producer - Start Date 2004.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-04-23 |
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