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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-01 |
| NC | RA | APPROVED | 2025-05-01 |
| PA | RA | APPROVED | 2025-05-01 |
| SC | RA | APPROVED | 2025-05-01 |
| TX | RA | APPROVED_RES | 2025-05-01 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scf Securities, Inc. | Fresno | CA | 01/2015 | 05/2025 |
| Scf Investment Advisors, Inc. | Fresno | CA | 01/2015 | 05/2025 |
| Lpl Financial Llc | Wilmington | NC | 05/2025 | Present |
1- 05/2025 - Carolina Wealth Advisors Inc - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 01/02/2007 - 90 hours per month/ 80 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-27 |
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