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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dieker Farms | Olpe | KS | 06/1996 | Present |
| Dieker Finacial Inc | Emporia | KS | 10/1997 | Present |
| Voya Financial Advisors | Emporia | KS | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
NAME OF ENTITY:Dieker Farms; No; 661 ROAD R; OLPE; KS; 66865; Farming; Owner; 1/1/1996; 40; 40; Daily farming activities - planting, spraying, crop maintenance.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 109 W 6TH; EMPORIA; KS; 66801; Fixed insurance sales; INDEPENDENT INSURANCE AGENT; 5/22/2009; 160; 160; Sales of fixed insurance products.|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-10 |
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