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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services Inc | Rose Hill | KS | 01/2016 | 01/2024 |
| Osaic Wealth, Inc. | Emporia | KS | 01/2024 | 03/2024 |
| Lpl Financial Llc | Emporia | KS | 03/2024 | Present |
1) 02/27/2024 - Theel Insurance and Financial Services Inc. - Insurance Agency - Selling: Life, Health, Disability, LTC, Fixed Annuities - Investment related - 80 Hours per month - Start date: 6/01/2016. 2) 02/27/2024 - Jensen Real Estate - Real Estate Rental - Owner - KS 67133 - Investment related - Start date: 01/01/2022. 3) 03/01/2024 - DNM Holdings LLC - Property and Casualty - Agent selling P&C - Investment related - At Reported Business Location(s) - 40 Hours per month/ 10 Hours During Trading- Start date: 01/01/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-20 |
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