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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-02-09 |
| NY | RA | APPROVED | 2026-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Portfolios Financial Services | Harrison | NY | 09/2005 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | 02/2026 |
| Lpl Financial | White Plains | NY | 02/2026 | Present |
1. 12.2025 - Q & R Financial Services - DBA for LPL Business (entity for LPL business) - Investment related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 2/9/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-19 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-06 |
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