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Steven John Nichols

Thrivent Investment Management Inc.

Sedalia, MO

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-10
MO RA APPROVED 2006-05-30
  • TX RA
    APPROVED_RES
    Since 2021-09-10
  • MO RA
    APPROVED
    Since 2006-05-30

Branch Locations

Sedalia, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Thrivent Investment Management Inc Sedalia MO 07/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-24
S63 Uniform Securities Agent State Law Examination 1991-02-04
  • S65 Uniform Investment Adviser Law Examination
    2006-05-24
  • S63 Uniform Securities Agent State Law Examination
    1991-02-04

View on SEC IAPD

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