Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-03-01
  • TX RA
    APPROVED
    Since 2010-03-01

Branch Locations

320 West Eagle Drive Suite 101, Denton, TX 76201 • United States

Keller, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Dallas TX 03/2010 Present
  • 03/2010 → Present
    Stifel Nicolaus & Co Inc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-15
S63 Uniform Securities Agent State Law Examination 1991-02-13
  • S65 Uniform Investment Adviser Law Examination
    2010-09-15
  • S63 Uniform Securities Agent State Law Examination
    1991-02-13

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Denton, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor