James Carlos Parrie

Employer firm

Waverly Advisors, LLC CRD 115332

$29.9B regulatory AUM 69 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 07/2020
  Ameriprise Financial Services, Inc.
  Metairie, LA
• 07/2020 → 04/2026
  Truwealth Advisors, Llc
  Metairie, LA
• 07/2020 → 02/2024
  Purshe Kaplan Sterling Investments
  Albany, NY
• 04/2026 → 04/2026
  Truwealth Advisors, Llc
  Metairie, LA
• 04/2026 → Present
  Waverly Advisors, Llc
  Birmingham, AL

Previous Registrations

• 2020-07-17 → 2026-04-24
  Truwealth Advisors, Llc
  Metairie, LA
• 2011-05-13 → 2020-07-23
  Ameriprise Financial Services, Llc
  Metairie, LA
  New Orleans, LA
  Norco, LA
  Laplace, LA
  Mandeville, LA

Other Businesses

1) First Baptist Church of Kenner (FBCK). Not investment related. 1400 Williams Blvd, Kenner, LA 70062. Safety Committee. Start 7/2020. 10hrs/mo. Outside working hours./// 2) Leinik Investments LLC; Not Investment Related; 21 Chateau Palmer Drive, Kenner, LA 70065; Renovations, Sale of Residential/Commercial Properties; Manager; 09/25/2025; 10-hrs/mo; 0 during trading; Occasional real estate and construction projects

Exams

• S66 Uniform Combined State Law Examination
  2011-05-07
• S63 Uniform Securities Agent State Law Examination
  1992-05-22

Other Names

• James Parrie
• Jim Parrie
• James C Parrie