Arthur Kelley Shooter

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-08-19
CA	RA	APPROVED	1997-07-08

TX RA
APPROVED_RES

Since 2016-08-19
CA RA
APPROVED

Since 1997-07-08

Branch Locations

6106 La Flecha Pob 7069, Ste 206, Rancho Santa Fe, CA 92067 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Rancho Santa Fe	CA	05/2009	Present

05/2009 → Present

Wells Fargo Advisors Financial Network Llc

Rancho Santa Fe, CA

Other Businesses

A KELLEY SHOOTER FINANCIAL SERVICES; INV. RELATED; RANCHO SANTA FE, CA; 100% OWNERSHIP; FINANCIAL SERVICES; START DATE 12/2002; 4 HRS PER MONTH; 4 HRS DURING TRADING. TRUSTEE OF FINET 401K PLAN; INV. RELATED; RANCHO SANTA FE, CA; START DATE 12/2002; 4 HRS PER MONTH; 4 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-07
S63	Uniform Securities Agent State Law Examination	1991-01-31

S65 Uniform Investment Adviser Law Examination

1999-09-07
S63 Uniform Securities Agent State Law Examination

1991-01-31

Other Names

A Kelley Shooter
Kelley Shooter

View on SEC IAPD

Current Employers

Wells Fargo Advisors Financial Network, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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