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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-19 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
6106 La Flecha Pob 7069, Ste 206, Rancho Santa Fe, CA 92067 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Rancho Santa Fe | CA | 05/2009 | Present |
A KELLEY SHOOTER FINANCIAL SERVICES; INV. RELATED; RANCHO SANTA FE, CA; 100% OWNERSHIP; FINANCIAL SERVICES; START DATE 12/2002; 4 HRS PER MONTH; 4 HRS DURING TRADING. TRUSTEE OF FINET 401K PLAN; INV. RELATED; RANCHO SANTA FE, CA; START DATE 12/2002; 4 HRS PER MONTH; 4 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-31 |
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