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Frederick Gerard Ferrara

Edelman Financial Engines

Roseville, CA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-30
TX RA APPROVED 2016-11-30
  • CA RA
    APPROVED
    Since 2016-11-30
  • TX RA
    APPROVED
    Since 2016-11-30

Branch Locations

2901 Douglas Blvd Suite 250, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 04/2015 11/2016
Financial Engines Advisors L.L.C. Roseville CA 11/2016 Present
  • 04/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Roseville, CA
Previous Registrations
  • 2015-04-24 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Roseville, CA
    Overland Park, KS
  • 2011-01-04 → 2015-05-15
    The Mutual Fund Store
    Roseville, CA
  • 2009-05-05 → 2010-04-01
    Thrivent Investment Management Inc.
    Rancho Cordova, CA
    Sacramento, CA
  • 2009-01-05 → 2009-02-09
    Edward Jones
    St Louis, MO
  • 2004-04-26 → 2006-04-07
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-24
S63 Uniform Securities Agent State Law Examination 1994-10-28
  • S65 Uniform Investment Adviser Law Examination
    1997-03-24
  • S63 Uniform Securities Agent State Law Examination
    1994-10-28
Designations
Other Names
  • Fred Ferrara

View on SEC IAPD

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Other Investors

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Christopher Bruce Stephenson
Kristofer Louis Jones
DANIEL HAVEN FULLER
Zachary Ward Scholfield
JULIA RAMONA SHILES
EDWARD JOSEPH BUNTING
BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

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