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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-22
  • MN RA
    APPROVED
    Since 2013-11-22

Branch Locations

3900 Northwoods Dr Ste 150, Arden Hills, MN 55112 • United States

Vadnais Heights, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Arden Hills MN 09/2005 03/2020
Ameriprise Financial Services, Llc Arden Hills MN 03/2020 Present
Other Businesses

Business Ownership; Arden Rose Group, LLC; Consulting and Organizational input; Consulting and Organizational Structure; 3900 Northwoods Drive, Suite 150, , Arden Hills, MN, 55112; Not Investment-Related; 08/15/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Arden Rose Group, LLC; Partner/Owner - Consulting and Organizational structure; ; 3900 Northwoods Drive, Suite 150, , Arden Hills, MN, 55112; Not Investment-Related; 08/15/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-09-23
  • S63 Uniform Securities Agent State Law Examination
    1991-09-23
Designations
Other Names
  • Jim Lebahn

View on SEC IAPD

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