Christopher Mark Moore

Current Employers

Dst Wealth Management Llc

45110 Club Drive Suite B, Indian Wells, CA 92210 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-01-23

NY RA
APPROVED

Since 2023-01-23

Branch Locations

Halfmoon, NY • United States

45110 Club Drive Suite B, Indian Wells, CA 92210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Patrick Capital Markets	Saint Louis	MO	01/2016	08/2021
Self Employed	Santa Ana	CA	02/2014	02/2025
Dst Wealth Managment Llc	Halfmoon	NY	09/2022	Present
Ashton Stewart & Co., Inc.	New York	NY	02/2025	Present

01/2016 → 08/2021

Patrick Capital Markets

Saint Louis, MO
02/2014 → 02/2025

Self Employed

Santa Ana, CA
09/2022 → Present

Dst Wealth Managment Llc

Halfmoon, NY
02/2025 → Present

Ashton Stewart & Co., Inc.

New York, NY

Previous Registrations

2008-12-19 → 2009-06-10

K-One Investment Company, Inc.

Arcadia, CA

Fort Smith, AR
2008-06-02 → 2008-09-19

Old Mutual Capital

Denver, CO

Other Businesses

DST WEALTH MANAGEMENT LLC, INVESTMENT-RELATED; CALIFORNIA; INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 09/2022; APPROXIMATELY 100 HRS/MO DURING TRADING HOURS; INVESTMENT ADVISORY SERVICES. Cmooreus inc, investment related, 20 hours per week. receive compensation.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-01-23
S66	Uniform Combined State Law Examination	2008-05-28
S63	Uniform Securities Agent State Law Examination	1991-06-27

S65 Uniform Investment Adviser Law Examination

2023-01-23
S66 Uniform Combined State Law Examination

2008-05-28
S63 Uniform Securities Agent State Law Examination

1991-06-27

Other Names

Christopher Walton Moore
Christopher Moore Moore
Christopher Mark Moore
Chris Moore

View on SEC IAPD