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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| NY | RA | APPROVED | 2021-07-27 |
| FL | RA | APPROVED | 2021-01-11 |
| NJ | RA | APPROVED | 2008-09-22 |
Branch Locations
3545 Ocean Dr, Vero Beach, FL 32963 • United States
1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | Present |
FARMLAND RENTAL PROPERTY, INV RELATED; DURAND, IL, 100% OWNERSHIP, START 3/1/2002, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, RENTAL FARMLAND AND FUTURE PERSONAL RESIDENCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-08 |
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