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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-09-20
  • PA RA
    APPROVED
    Since 2016-09-20

Branch Locations

165 Township Line Rd Ste 200 Two Pitcairn Place, Jenkintown, PA 19046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Horsham PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Horsham PA 11/2016 Present
Other Businesses

EXECUTOR FOR COUSIN'S CHILD, INV RELATED, LANDSDALE, PA, START: 7/8/2022, 2 HRS/MONTH, 0 HRS DURING TRADING.; EXECUTOR FOR COUSIN, INV RELATED, LANSDALE, PA, START: 12/02/2022, 1 HR/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-01-22
  • S63 Uniform Securities Agent State Law Examination
    1991-01-22
Other Names
  • Steve Depaul

View on SEC IAPD

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