Steven James Depaul

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Horsham, PA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Horsham, PA

Other Businesses

EXECUTOR FOR COUSIN'S CHILD, INV RELATED, LANDSDALE, PA, START: 7/8/2022, 2 HRS/MONTH, 0 HRS DURING TRADING.; EXECUTOR FOR COUSIN, INV RELATED, LANSDALE, PA, START: 12/02/2022, 1 HR/MONTH, 0 HRS DURING TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-01-22

Other Names

• Steve Depaul