Ryon Kevin Frisch

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 03/2017
  Metlife Securities Inc
  Tempe, AZ
• 07/2016 → 01/2025
  Massachusetts Mutual Life Insurance Company
  Scottsdale, AZ
• 03/2017 → 01/2025
  Mml Investors Services, Llc
  Scottsdale, AZ
• 01/2025 → Present
  Lpl Financial
  Paia, HI

Previous Registrations

• 2017-03-25 → 2025-01-10
  Mml Investors Services, Llc
  Tempe, AZ
  Phoenix, AZ
  Scottsdale, AZ
  Oro Valley, AZ
  Paia, HI
  Makawao, HI
• 2009-06-25 → 2017-03-25
  Msi Financial Services, Inc.
  Gilbert, AZ
  Tempe, AZ
  Tempe, AZ
• 2009-03-19 → 2009-03-26
  Raymond J. Lucia Companies, Inc.
  San Diego, CA
• 2008-04-17 → 2009-03-12
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 2006-01-18 → 2008-04-29
  Ubs Financial Services Inc.
  Scottsdale, AZ
  Scottsdale, AZ

Other Businesses

1)11/27/2024 - RF Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)11/27/2024 - RF Wealth Management - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 08/2005 - 5 Hr/Mth 3)11/27/2024 - Real Estate Rental - Owner - Paia, HI - Start: 08/2024 - 1 Hr/Mth

Exams

• S66 Uniform Combined State Law Examination
  2005-09-23