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John Murphy Mauro

Mauro Capital Management, Inc.

Valencia, PA

CRD 2113478

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Employer firm

Mauro Capital Management, Inc. CRD 122411

$15.5M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Mauro Capital Management, Inc.

Valencia, PA • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 1993-05-06
  • PA RA
    APPROVED
    Since 1993-05-06

Branch Locations

Valencia, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mauro Capital Management Inc. Valencia PA 03/1990 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-01-15
  • S63 Uniform Securities Agent State Law Examination
    1991-01-15

View on SEC IAPD

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