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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-19
MI RA APPROVED 2010-09-27
  • TX RA
    APPROVED
    Since 2025-12-19
  • MI RA
    APPROVED
    Since 2010-09-27

Branch Locations

2384 S I-75 Business Loop, Grayling, MI 49738 • United States

Grayling, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grayling MI 09/2005 03/2020
Ameriprise Financial Services, Llc Grayling MI 03/2020 Present
Other Businesses

Board of Directors; AuSable Area Community Tennis Association; President; 1135 Old US 27, , Grayling, MI, 49738; Not Investment-Related; 12/09/2016; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Crawford AuSable Schools; Varsity tennis coach - Coach girls varsity tennis; High school girls varsity tennis coach; 1135 N Old US 27, , Grayling, MI, 49738; Not Investment-Related; 03/12/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-24
S63 Uniform Securities Agent State Law Examination 1991-01-18
  • S66 Uniform Combined State Law Examination
    2010-08-24
  • S63 Uniform Securities Agent State Law Examination
    1991-01-18

View on SEC IAPD

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