Harris Steven Fishman

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1989 → Present
  Massachusetts Mutual Life Insurance Company
  Ft Lauderdale, FL
• 11/1990 → Present
  Mml Investors Services, Inc.
  Ft Lauderdale, FL

Previous Registrations

• 2000-09-20 → 2003-10-30
  First Financial Advisers, Llc
  Bala Cynwyd, PA

Other Businesses

(1)NAME: HARRIS S FISHMAN INV REL: Y ADDR: 2 BALA PLAZA SUITE 901 BALA CYNWYD PA 19004 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: SALES, AGENT START DATE: 9/22/2014 NO HRS/MO:1. NO HRS/MO DUR SEC TRADING:0 DESCRIBE DUTIES: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE. (2)NAME: RENTAL PROPERTIES INV REL: Y ADDR: 1303 KERPER STREET PHILADELPHIA PA 19111 NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START DATE:1990 NO HRS/MO: 1 NO HRS/MO DUR SEC TRADING: 0. (3)NAME: MASSMUTUAL AGENT GROUP LLC INV REL: Y ADDR: 2 BALA PLAZA, SUITE 901 BALA CYNWYD PA 19004 NATURE: OTHER - PROPERTY AND CASUALTY INSUARNCE SALES POSITION: SALES, AGENT START DATE: 10/31/2018 NO HRS/MO: 1. No. HRS/MO DURING SEC TRADING: 0. (4)NAME: MM COASTAL WEALTH LLC INV REL: Y ADDR: 1000 CORPORATATE DRIVE STE 700 FORT LAUDERDALE FL 33334 NATURE: OWNERSHIP OF LLC FOR AGENCY EXPENSES POSITION: OWNER START DATE: 7/1/2021 NO HRS/MO: 5 NO HRS/MO DUR SEC TRADING: 2 DESCRIBE DUTIES: OWNER OF LLC FOR AGENCY EXPENSES. (5)NAME: CW SOLUTIONS LLC INV REL: Y ADDR: 1000 CORPORATATE DRIVE STE 700 FORT LAUDERDALE FL 33334 NATURE: OUTSIDE INSURANCE BUSINESS/OWNERSHIP OF INSURANCE BGA COMPANY POSITION: OWNER/AGENT START DATE: 7/1/2021 NO HRS/MO: 10 NO HRS/MO DUR SEC TRADING: 1 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LTC, & HEALTH. (6)NAME: COASTAL WEALTH INSURANCE LLC INV REL: Y ADDR: 1000 CORPORATATE DRIVE STE 700 FORT LAUDERDALE FL 33334 NATURE: OWNERSHIP PROPERTY & CASUALTY COMPANY POSITION: OWNER START DATE: 7/1/2021 NO HRS/MO: 10 NO HRS/MO DUR SEC TRADING: 2 DESCRIBE DUTIES: OWNER OF PROPERTY & CASUALTY COMPANY. (7)NAME: COASTAL WEALTH SOLUTIONS LLC INV REL: Y ADDR: 1000 CORPORATATE DRIVE STE 700 FORT LAUDERDALE FL 33334 NATURE: OWNERSHIP OF GROUP BENEFITS COMPANY POSITION: OWNER START DATE: 7/1/2021 NO HRS/MO : 10 NO HRS/MO DUR SEC TRADING: 2 DESCRIBE DUTIES: OWNER OF GROUP BENEFITS COMPANY- GROUP LIFE AND GROUP HEALTH. (8)NAME: FIRE MEDIA GROUP LLC INV REL: Y ADDR: 1851 PETERS ROAD SUITE 1700 PLANTATION FL 33324 NATURE: LEAD GENERATION COMPANY POSITION: OWNER START DATE: 1/1/2023 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 6 DESCRIBE DUTIES: LEAD GENERATION COMPANY THAT GENERATED FIXED INSURANCE LEADS AS WELL AS NON-FINANCIAL SERVICES LEADS. (9)NAME: FFG FLORIDA LLC INV REL: Y ADDR: 701 FT LAUDERDALE BEACH BLVD UNIT 1605 FT LAUDERDALE FL 33304 NATURE: OUTSIDE INSURANCE SALES POSITION: OWNER OF LLC START DATE: 4/10/2024 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DESCRIBE DUTIES: PROPERTY & CASUALTY.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-09
• S63 Uniform Securities Agent State Law Examination
  1990-12-21

Designations

• Chartered Financial Consultant

Other Names

• Harris S Fishman
• Harrris Steven Fishman