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Robert Emmett O'BRien

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hingham, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-03-27
  • TX RA
    APPROVED_RES
    Since 2012-03-27

Branch Locations

101 Derby St, Hingham, MA 02043 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 10/1993 Present
Bank Of America,N.A. Hingham MA 06/2011 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-12-21
  • S63 Uniform Securities Agent State Law Examination
    1990-12-21
Other Names
  • Robert Emmett Jr Obrien
  • Robert Emmett Obrien

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HINGHAM, MA
ONE CHARLES PRIVATE WEALTH · HINGHAM, MA
PATRIOT MULLARE ASSOCIATES, INC · HINGHAM, MA
ALLEGIANCE FINANCIAL SERVICES, INC. · HINGHAM, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Hingham, MA
GLOBAL VIEW CAPITAL MANAGEMENT LLC · HINGHAM, MA
RAYMOND JAMES & ASSOCIATES, INC. · Hingham, MA
GORMAN FINANCIAL MANAGEMENT · HINGHAM, MA

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