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Parviz Paul Pourfarid

Ip Financial Advisory Services LLC

Charlotte, NC

Woodland Hills, CA

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Current Employers
Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-08-25
CA RA APPROVED 2025-08-21
  • AZ RA
    APPROVED
    Since 2025-08-25
  • CA RA
    APPROVED
    Since 2025-08-21

Branch Locations

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Woodland Hills, CA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 11/2010 07/2025
Innovation Partners Llc Charlotte NC 08/2025 Present
Ip Financial Advisory Services Llc Charlotte NC 08/2025 Present
  • 11/2010 → 07/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 08/2025 → Present
    Innovation Partners Llc
    Charlotte, NC
  • 08/2025 → Present
    Ip Financial Advisory Services Llc
    Charlotte, NC
Previous Registrations
  • 2018-09-06 → 2025-07-09
    Western International Securities, Inc.
    Pasadena, CA
    Westlake Village, CA
  • 2009-10-23 → 2010-11-18
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Canoga Park, CA
    Reseda, CA
    Westlake Village, CA
  • 2007-05-18 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Reseda, CA
    Reseda, CA
    Canoga Park, CA
    Westlake Village, CA
  • 2005-04-01 → 2007-05-21
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Encino, CA
    Encino, CA
  • 2004-02-13 → 2004-05-12
    Citicorp Investment Services
    Reseda, CA
Other Businesses

Accident & Health, Life, and Variable Insurance; Investment-Related; Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-07
S63 Uniform Securities Agent State Law Examination 1991-09-13
  • S65 Uniform Investment Adviser Law Examination
    2005-07-07
  • S63 Uniform Securities Agent State Law Examination
    1991-09-13
Other Names
  • Parviz P. Pourfarid

View on SEC IAPD

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