Mary Z. Zainey Townsend

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	1998-12-16
TX	RA	APPROVED_RES	1998-04-06

IN RA
APPROVED

Since 1998-12-16
TX RA
APPROVED_RES

Since 1998-04-06

Branch Locations

8888 Keystone Crossing 10Th Floor, Indianapolis, IN 46240 • United States

8801 River Crossing Blvd 4Th Floor, Indianapolis, IN 46240 • United States

Fishers, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Indianapolis	IN	06/1996	Present

06/1996 → Present

Ubs Financial Services Inc.

Indianapolis, IN

Other Businesses

Mary Townsend / United States / 11696 Pompano Dr. Indianapolis, Indiana 46236 / Rental property / Real Estate / I am the landlord / Receive Compensation?: YES / Investment in Company?: YES; 100% / Start Date 10/30/2014

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-02-28
S63	Uniform Securities Agent State Law Examination	1991-07-15

S65 Uniform Investment Adviser Law Examination

1995-02-28
S63 Uniform Securities Agent State Law Examination

1991-07-15

Other Names

Mary Zainey
Mary Z Townsend
Mary A Zainey
Mary Zainey Townsend

View on SEC IAPD